VCM Compliance Consultants is wholly owned and operated
by Sergio Vidal, a former Corporations Examiner with the Department of Corporations and successfully obtained the designation of Certified Public Accountant in the State of California.
Mr. Vidal's career has spanned working in the Federal and State Government Regulatory Environment.
During his tenure as a Corporations Examiner with the Department of Corporations, Mr. Vidal conducted Regulatory Examinations of Investment Advisors, Broker-Dealers and Branch Offices and participated in a Joint Task Force with the Securities and Exchange Commission regarding "Free Lunch Seminar's," for Senior Citizens.
Additionally, Mr. Vidal was a featured speaker with the Department of Corporations Registered Investment Advisor Seminar, discussing RIA's regulatory requirements with the Department, including Report Filing(s), Books and Records and Form ADV.
As an Internal Revenue Agent with the Internal Revenue Service, Mr. Vidal has conducted Title 31 Anti-Money Laundering Regulatory examinations of Registered Money Service Business to determine entities prevention of Money Laundering and Terrorism Financing, along with compliance by Business in filing reports with the IRS, regarding receipt of currency of $10,000 or greater.
Moreover, Mr. Vidal received Bachelor's of Science in Accounting from California State University Long Beach.